Privacy Policy

Last updated: 28 October 2026

1. Who is responsible

3Worlds AG, General-Guisan-Strasse 6, 6300 Zug, Switzerland (UID CHE-200.852.889) is responsible for the processing of personal data described in this policy ("3Worlds", "we", "us").

For questions about data protection or to exercise your rights, contact us at info@3worlds.capital, by phone at +41 41 515 71 70 or by post at the address above.

2. Scope

This policy covers personal data we process when you visit 3worlds.capital, contact us, invest or consider investing in a fund managed by us, work with us as a business partner or service provider, or apply for a position. It is based on the Swiss Federal Act on Data Protection (FADP) and, where it applies, the EU General Data Protection Regulation (GDPR).

3. What data we process

• Website use: technical data such as IP address, browser and device information, date and time of access and pages viewed. This data is processed by our hosting provider to deliver the website and keep it secure.
• Legal notice for investors: your declaration of country of domicile and investor status, stored in cookies on your device (section 6).
• Enquiries: name, e-mail address and the content of your message when you use the contact form or write to us.
• Business relationships: identification and contact data; information required for onboarding and anti-money-laundering checks (e.g. identity documents, domicile, tax residence, beneficial ownership, source of funds, sanctions and PEP screening); investor-qualification information; investment and transaction data; correspondence.
• Applications: the information in your application documents.

4. Why we process it

• to operate the website and show fund information only to visitors who declare Swiss domicile and qualified-investor status;
• to answer enquiries and communicate with you;
• to establish and manage business relationships, including the onboarding of investors in the fund we manage, together with the fund's administrator;
• to comply with legal and regulatory obligations, in particular under financial-market, anti-money-laundering and tax law (including FATCA and CRS reporting where applicable);
• for risk management, compliance and internal organisation;
• to establish, exercise or defend legal claims;
• to assess applications.

Where the GDPR applies, we rely on the performance of a contract or pre-contractual steps, legal obligations, our legitimate interests in the purposes above, or your consent.

5. No automated decisions

We do not make decisions based solely on automated processing that have legal or similarly significant effects for you.

6. Cookies

We use only cookies that are necessary for the website to work:

• Cookie consent (cookie_consent_level, cookie_consent_user_accepted, cookie_consent_user_consent_token): store your cookie choice.
• Legal notice (isSwiss, isProfessional): store your declaration of domicile and investor status for 28 days, so that the notice is not shown on every page.

We currently do not use analytics or advertising cookies. If we introduce them, we will ask for your consent first. You can review your choice at any time via "Cookie Preferences" at the bottom of every page, and delete cookies in your browser settings.

7. Who receives your data

• service providers who process data on our behalf, such as our website host (Webflow, Inc., USA), the provider of our cookie-consent tool (TermsFeed), and our e-mail, document and IT providers (including Microsoft);
• the fund's administrator and other service providers of the fund, as far as needed for onboarding and administration;
• our auditors, our supervisory organisation (AOOS), the Swiss Financial Market Supervisory Authority FINMA and other authorities or courts, where required by law;
• legal and other professional advisers.

We do not sell personal data.

8. Transfers abroad

We process data mainly in Switzerland and the EU/EEA. Some service providers process data in other countries, in particular the USA. Where a country does not offer adequate data protection, we transfer data only on the basis of recognised safeguards — for example the Swiss-U.S. Data Privacy Framework where the recipient is certified, or standard contractual clauses recognised by the Federal Data Protection and Information Commissioner — or where a statutory exception applies.

9. How long we keep data

We keep personal data as long as needed for the purposes above and as required by law. Business and anti-money-laundering records are generally kept for ten years after the end of the business relationship. Enquiries that do not lead to a business relationship are deleted when no longer needed.

10. Security

We take appropriate technical and organisational measures to protect personal data against unauthorised access, loss and misuse.

11. Your rights

Subject to the applicable law, you can request access to your personal data, its correction or deletion, restriction of processing or a copy in a commonly used electronic format; object to processing; and withdraw consent at any time with effect for the future. Statutory retention duties may prevent deletion.

You can lodge a complaint with the Federal Data Protection and Information Commissioner (FDPIC), Bern, or, if you are in the EU/EEA, with the data protection authority of your country.

12. Changes

We may update this policy. The current version is published on this website.